- Investment Security Corporation Registered Representative
- Licensed Securities Broker with FINRA
- Fully Licensed California Life Agent
- Member of NASD/SIPC
Dave joined HCR in 2000 and has been a wealth manager for 20 years. He has been at HCR Wealth Advisors for 18 years. He is a breakaway broker whereby he left Paine Webber where he worked as a commission stockbroker to become a fee only, independent advisor, serving his clients as a fiduciary at HCR. Dave works to maximize his clients’ investment returns while keeping their risk exposure, fees, and taxes to a minimum.
Dave studied Modern Portfolio Theory at Haas School of Business, UC Berkeley, earning his degree in finance.
Life is a marathon, not a sprint.
Important Career Moment
Leaving the chaotic, frenetic environment of the brokerage industry for HCR where clients and advisors collaborate and achieve client goals together
Awards & Causes
LA County Dept Social Services, Well Water, LA County Adopt-A-Family Program, Thirst Project, Best Friends Animal Shelter, Met2
Arts & Entertainment
Books: On The Road, Catcher in the Rye, Fahrenheit 451
Improv, hiking, traveling, grub crawls—searching out delicious eateries while taking long walks with my wife and our dog, Delilah